Case Type: Mergers & Acquisitions

Pulmatrix, Inc. (NASDAQ: PULM), relating to the proposed merger with Cullgen, Inc. Under the terms of the agreement, Pulmatrix stockholders are expected to own approximately 3.6% of the combined company.

Adams Resources & Energy, Inc. (NYSE AMERICAN: AE), relating to the proposed merger with an affiliate of Tres Energy LLC. Under the terms of the agreement, Adams stockholders will receive $38.00 per share in cash for each share of Adams common stock they own.

Retail Opportunity Investments Corp. (Nasdaq: ROIC), relating to its proposed merger with Blackstone. Under the terms of the agreement, Blackstone Real Estate Partners X will acquire all outstanding common shares of ROIC for $17.50 per share in an all-cash transaction.

Fresh Vine Wine, Inc. (NYSE American: VINE), relating to its proposed merger with Adifex Holdings, LLC. Under the terms of the proposal, Fresh Vine and Adifex intend to enter into a definitive agreement under which Fresh Vine will acquire 100% of the issued and outstanding membership interests of Adifex, via a share exchange transaction.

AlloVir, Inc. (NASDAQ: ALVR), relating to its proposed merger with Kalaris Therapeutics. Under the terms of the agreement, AlloVir will acquire 100% of the outstanding equity interest of Kalaris. Upon completion of the Merger, pre-Merger AlloVir stockholders are expected to own approximately 25.05% of the combined company and pre-Merger Kalaris stockholders are expected to own … Read more

Avid Bioservices, Inc. (NASDAQ: CDMO), relating to its proposed acquisition by GHO Capital Partners and Ampersand Capital Partners. Under the terms of the agreement, GHO and Ampersand would acquire all the outstanding shares held by Avid’s stockholders for $12.50 per share in cash.

EMCORE Corporation (NASDAQ: EMKR), relating to its proposed merger with Velocity One Holdings, LP. Under the terms of the agreement, EMCORE stockholders will receive $3.10 per share of EMCORE common stock they own.

Kidpik Corp. (NASDAQ: PIK), relating to its proposed merger with Nina Footwear Corp. Under the terms of the agreement, Nina Footwear stockholders will be issued shares of common stock of Kidpik and upon closing, Nina Footwear’s stockholders will own 80% of Kidpik’s outstanding common stock.

Kaival Brands Innovations Group, Inc. (NASDAQ: KAVL), relating to its proposed merger with Delta Corp Holdings Limited whereby Kavial Brands and Delta will each become wholly owned subsidiaries of a specially created holding company incorporated under the laws of the Cayman Islands (“Pubco”). Under the terms of the agreement, shareholders of Kaival Brands will receive … Read more

William Penn Bancorporation (Nasdaq: WMPN), relating to its proposed merger with Mid Penn Bancorp, Inc.. Under the terms of the agreement, William Penn will merge with Mid Penn in an all-stock transaction valued at approximately $127 million, based on Mid Penn’s closing stock price of $31.88 as of October 30, 2024. According to the terms of … Read more